Mocktest on Internal Audit Charter..
1- An audit charter should be approved by:
A. Higher management
B. The head of audit
C. The Information Security department
D. The project steering committee
Answer:
2- The audit charter should:
A. Be frequently upgraded as per changes in technology and the audit profession
B. Incorporate yearly audit planning
C. Incorporate business continuity requirements
D. Incorporate the scope, authority, and responsibility of the audit department
Answer:
3- The prime objective of an audit charter is to:
A. Document the procedural aspect of an audit
B. Document system and staff requirements to conduct the audit
C. Document the ethics and code of conduct for the audit department
D. Document the responsibility and authority of the audit department
Answer:
4- The document that delegates authority to the audit department is:
A. The audit planner
B. The audit charter
C. The IT policy
D. The risk assessment and treatment document
Answer:
5- The prime reason for the review of an organization chart is to:
A. Get details related to the flow of data
B. Analyze the department-wise employee ratio
C. Understand the authority and responsibility of individuals
D. Analyze department-wise IT assets
Answer:
6- An IS auditor would be primarily influenced by:
A. The charter of the audit department
B. The representation by management
C. The structure of the organization
D. The number of outsourcing arrangements
Answer:
7- Which of the following is the result of a risk management process?
A. A corporate strategic plan
B. A charter incorporating the audit policy
C. Decisions regarding the security policy
D. Outsourcing arrangements
Answer.
8. Which of the following should be included in an audit charter?
A. Annual audit planning
B. The audit function's reporting structure
C. Guidelines for drafting audit reports
D. An annual audit calendar
Answer:
9- The scope, authority, and responsibility of the IS audit function is defined by:
A. The approved audit charter
B. The head of the IT department
C. The operational head of the department
D. The head of audit
Answer:
10. Which of the following functions is governed by the audit charter?
A. The information technology function
B. The external audit function
C. The internal audit function
D. The information security function
Answer:
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